AUDIT AND REVIEW SERVICES

STAND ALONE COMPLIANCE SERVICES

ON-DEMAND COMPLIANCE OFFICER SERVICES


Rarely do you find people that are passionate about compliance and even rarer that
you find people who enjoy helping others the way that Comply-YES does.
Compliance outsourcing allows your team to focus on the best member service possible and Comply-YES used their “CAN DO” attitude towards compliance to let you remain compliant without worry.

COMPLIANCE SERVICES INCLUDE:

  • Staff and director training

  • Marketing compliance

  • Policy and procedure development, review, and maintenance

  • Compliance Management System (CMS) development, implementation, and management

  • Development of policy governance program and centralized policy manual

  • Product and service compliance review and analysis

  • Management and remediation of internal audits and exams

  • Compliance help line

  • Participate in meetings as a compliance stakeholder

  • Oversight reporting to executive management and the board

  • Development and maintenance of a forms management program

  • Member complaint tracking and resolution

  • Collaboration with management and staff related to compliance matters

  • Review, analysis, and implementation of regulatory changes

  • Customized compliance as discussed